The Series 65 examination is required by most states for individuals that act as investment adviser representatives. This is the only license required if an individual acts as an investment adviser representative (IAR). If that individual wishes to register as a securities sales representative, which is necessary to accept commissions, the Series 63 license is required as well.
- Post author:lisanovitce
- Post published:March 14, 2018
- Post category:Technology
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